ZBH. If you require advice in relation to any financial matter you should consult an appropriate professional. Neither the prospectuses nor the sales literature sufficiently explained that if the cap was reached, the guaranteed minimum income benefit (GMIB) value would no longer earn interest. Massachusetts Mutual Life Insurance Co, et al. . Learn More. Information includes fund holdings, fund sentiment, financial data, and regulatory filings (including SEC, LSE, ASX, and SGX). SEC Edgar Filing Tracker Companies with new SEC filings today. RESEND VERIFICATION EMAIL. In the Matter of Massachusetts Mutual Life Insurance Company Administrative Proceeding File No. . 09-11737-RWZ DANIEL R. HUNT v. THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY ORDER September 27, 2011 ZOBEL, D.J. Massachusetts Mutual Life Insurance Company or MassMutual, along with its subsidiaries, manages a significant number of mutual funds across different categories, including both equity and fixed-income funds. MassMutual's sales literature highlighted the guarantee provided by the riders by stating, "Even if your contract value drops to zero, you can apply your GMIB value to a fixed or variable annuity." Plaintiff, Daniel R. Hunt (“Hunt”), purchased a disability insurance policy (“the policy”) from defendant, Northwestern Mutual Life Insurance Company (“NM”). Most Recent 10-Q: Most Recent 10-Q . Pruco Life Insurance Company, an Arizona company - California COA # 3637. Massachusetts law limits the “surplus” funds that a mutual life insurance company may retain from its “participating business” to “an amount not in excess of twelve percent of its reserve for such business . Most Recent 10-K: Most Recent 10-K. Additional Documents. BRK.B : 3-15095 Case filed: November 15, 2012 Qualifying Judgment/Order: November 15, 2012 After a number of such withdrawals, depending on market conditions, both the contract value and the GMIB value could decline and adversely affect the amount a customer could apply to an annuity and the future income stream. Filing year. Cos Only ETFs Only Search Active 1 - Accession Number 0000009015-02-000128 - Filing - SEC Massachusetts Mutual Life Insurance Company (MassMutual), a mutual life insurance company domiciled in the Commonwealth of Massachusetts, and its domestic life insurance subsidiaries domiciled in the State of Connecticut (collectively, the Company), provide individual and group life insurance, disability insurance, individual and group annuities and guaranteed interest contracts … Here you'll find links to a complete list of filings available through EDGAR and instructions for searching the EDGAR database. MASSACHUSETTS MUTUAL LIFE INSURANCE CO Industry: Insurance CIK Number: 0000225602 IRS Number: 041590850 Industry name: UNKNOWN SIC - 0000 [0000] Trading symbol: Address: 1295 STATE STREET SPRINGFIELD 01111 Phone number: 4137448411. - Hello, your email is unverified. Hello, your email is unverified. To order presentation-ready copies for distribution to your colleagues, clients or customers visit http://www.djreprints.com. SQ Schedule 13D and 13G filing information for institutional investment manager or hedge fund MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. Tuesday, May 29, 2012. Type Description Date Download. Massachusetts Mutual Life Insurance Co, et al. Insto roundup: Malaysia military pension fund chief leaves; GPIF warily buying more real estate | Asset Owners | AsianInvestor. Massachusetts Mutual Life Insurance Co – STOCK PURCHASE AGREEMENT (November 15th, 2002). See our Privacy Policy and Terms and Conditions. Massachusetts Mutual Life Insurance Company NAIC Group Code 0435 0435 NAIC Company Code 65935 Employer's ID Number 04-1590850 (Current) (Prior) Organized under the Laws of Massachusetts , State of Domicile or Port of Entry Massachusetts Country of Domicile United States of America Incorporated/Organized 05/15/1851 Commenced Business 08/01/1851 In the Matter of Massachusetts Mutual Life Insurance Company Administrative Proceeding File No. and a margin of the market value of its securities over their book value . .” M.G.L. After reviewing MassMutual's prospectuses and other disclosures, they believed that if the GMIB value reached the cap, investors could take withdrawals and the GMIB value would remain at the cap. Our commitment to diversity Since our beginning nearly 170 years ago, we've been a company of people helping people. 12-14 investmentnews.com Massachusetts Mutual Life Insurance Co trade performance is described in the following table. D5IU. The SEC's investigation was conducted by Attorney-Advisor Daniel H. Rubenstein and supervised by Associate Director Stephen L. Cohen and Assistant Director C. Joshua Felker. Fintel® provides advanced research tools for data-driven investors c. 175, § 141. Sign up for Email Alerts. . The GMIB rider sets a minimum floor for a future amount that can be applied to an annuity option, known as the "GMIB value." The Massachusetts Mutual Life Insurance Company (MassMutual), founded in 1851, is an American mutual life insurance company serving five million clients. .” M.G.L. Descriptions of SEC Forms. Latest news. Fintel makes no representations or warranties in relation to this website or the information and materials provided on this website. The SEC's investigation found that MassMutual included a cap feature in certain optional riders offered to investors, and the cap potentially affected $2.5 billion worth of MassMutual variable annuities. UNDERWRITING AND . PA. PA. 0001837753. . Company. Massachusetts Mutual Life Insurance Company - Rate Filing | disb Northwestern Mutual Life Insurance Co - SEC Filings - Registrant - CIK 73076 - SEC SEC Info uses JavaScript! Our Corporate Governance Guidelines mandate that at least 75 percent of the Board members must be independent directors. Since 1998, it has traded under the name MassMutual Financial Group. According to the SEC's order instituting settled administrative proceedings, MassMutual offered GMIB 5 and 6 riders from 2007 to 2009 as an optional feature on certain variable annuity products. Item 24. 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000. RESEND VERIFICATION EMAIL - Whitney Tilson’s email to investors discussing that Bitcoin is fundamentally worthless; America’s biggest companies are flourishing during the pandemic and putting thousands of people out of work. 1 - Accession Number 0000009015-02-000128 - Filing - SEC Long Term Care filing of Tax-Qualified Policy forms listed in the attached Form Filing Cover Sheet which includes previous approval dates and corresponding SERFF tracking numbers. Massachusetts law limits the “surplus” funds that a mutual life insurance company may retain from its “participating business” to “an amount not in excess of twelve percent of its reserve for such business . Search EDGAR Comment Letters. If the GMIB value reached the cap, every dollar withdrawn would reduce the GMIB value by a pro-rata amount tied to the percentage decrease on the contract value. This Stock Purchase Agreement (the "Agreement"), is entered into on November 6, 2002 by and among Matthew L. Gold (the "Seller"), and Massachusetts Mutual Life Insurance Company, a Massachusetts mutual life insurance company, TSCP Selective, L.P., a Delware limited partnership, and Tower Square … - Now that bitcoin has clearly overcome its 2017 record highs, many cryptocurrency investors are asking if it's time whether to either buy or sell. c. 175, § 141. 12-14 bloomberg.com ... including The Lincoln National Life Insurance Company, Fort Wayne, IN, and in New York, Lincoln Life & Annuity Company … SPRINGFIELD, Mass.-(BUSINESS WIRE)-Massachusetts Mutual Life Insurance Company (MassMutual) and Stone Ridge Asset Management (Stone Ridge), an asset manager with more than $10 billion in assets under management (AUM) that focuses on registered investment advisers (RIAs), institutions, and insurance companies, today announced that MassMutual and Stone Ridge Holdings Group have entered into a defini. But in reality, following such an investment strategy could have had severe adverse consequences for investors. SERVICING AGREEMENT . - Bitcoin approached $20,000 in 2017 and finally topped the mark in 2020. Massachusetts Mutual Life Insurance Co - ‘SC 13D’ on 11/15/02 re: Alabama Aircraft Industries, Inc Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. Fintel® is a registered trademark. - 40-6C/A on 7/16/02 - Application for an Exemption or Other Relief by an Investment Company - Seq. The SEC's investigation found that a number of MassMutual sales agents and others did not understand that all withdrawals taken after the GMIB value reached the cap would result in such pro-rata reductions. The Prudential Life Insurance Company of America Newark, NJ. Massachusetts Mutual Life Insurance Co - ‘SC 13D’ on 11/15/02 re: Alabama Aircraft Industries, Inc Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. 1)* Invesco Ltd. (Name of Issuer) Common Shares, par value $0.20 per share (Title of Class of Securities) G491BT108 (CUSIP Number) Massachusetts Mutual Life Insurance Company 1295 State Street Springfield, MA 01111 Attention: Michael O'Connor (800) 767-1000 This website is provided “as is” without any representations or warranties, express or implied. 11/18/20 FWP Free Writing Prospectus - Filing under Securities Act Rules 163/433 11/17/20 424B2 Prospectus filed pursuant to Rule 424(b)(2) 11/13/20 4 Statement of Changes in Beneficial Ownership By taking withdrawals annually after the cap is reached, investors would proportionately reduce their GMIB values and in turn potentially decrease their future income streams. Latest filings for MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, from OpenCorporates Prudential Financial is not affiliated in any manner with Prudential plc, an international group incorporated in the United Kingdom or the Prudential Assurance Company, a subsidiary of M&G plc, a company incorporated in the United Kingdom. SERVICING AGREEMENT . Our way of supporting those on the front line of the COVID-19 pandemic is MassMutual HealthBridge, a free term life insurance program. SEC Forms List (PDF versions) About EDGAR. Lincoln Financial is committed to upholding the highest regulatory standards for clients and investors. This action contributed to the determination of the penalty amount. With headquarters in Springfield, Massachusetts, the company employs more than 7,000 in the United States, and a total of 10,614 internationally. Webinars are open MassMutual's disclosures instead implied that interest would continue to accrue after the GMIB value reached the cap, and dollar-for-dollar withdrawals would remain available to investors. Massachusetts Mutual Life Insurance Company or MassMutual, along with its subsidiaries, manages a significant number of mutual funds across different categories, including both equity and fixed-income funds. Please confirm for access to all your SPH accounts. This UNDERWRITING AND SERVICING AGREEMENT is made this 16th day of December, 2014, by and between MML Investors Services, LLC (“MMLIS”) and Massachusetts Mutual Life Insurance Company (“MassMutual”), on its own behalf and on behalf of MassMutual’s variable annuity and variable life separate accounts included on … RESEND VERIFICATION EMAIL, 12-18 valuewalk.com Learn More. Contact us. . Pruco Life Insurance Company, an Arizona company - … Aggregate reserve for life contracts $ 113,372,501,503 less $ included in Line 6.3 (including $ 122,115,733 Modco Reserve) 113,372,501,503 109,391,085,184 2. Improve your mastery of Fintel and investing by attending a webinar. "Investors shouldn't have their retirement nest eggs at risk because of undisclosed investment complexities," said Robert Khuzami, Director of the SEC's Division of Enforcement. Following the SEC's investigation, MassMutual undertook the remedial step of removing the cap entirely from these riders in order to guarantee that no investor will ever reach the cap. All rights reserved. Manage my business policy, bills and claims, get certificates and submit audits. MCI, SC 13G/A - MPV / Babson Capital Participation Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment, ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. DEFENDANT Consolidated With PURVIS WILLIAM HILL, JR. V. PLAINTIFF CIVIL ACTION NO. Our most recent filings are listed first, and a searchable archive of all past filings is available below. STATEMENT AS OF SEPTEMBER 30, 2017 OF THE Massachusetts Mutual Life Insurance Company LIABILITIES, SURPLUS AND OTHER FUNDS 1 Current Statement Date 2 December 31 Prior Year 1. Filing 2 PRAECIPE TO ISSUE SUMMONS re #1 Complaint, by Plaintiff The Savings Bank Mutual Life Insurance Company of Massachusetts (Buhite, Russell) May 22, 2019 Filing 1 COMPLAINT for Declaratory Relief against defendant(s) Denise Raymond (Receipt # 0981-5777633), filed by The Savings Bank Mutual Life Insurance Company of Massachusetts. 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